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Hemang Mehta

SEBI Registered Investment Adviser
(Individual) INA000003783

Hemang Mehta.

SEBI RIA (Individual) INA000003783

Information regarding Investor Grievance Redressal Mechanism in Accordance with SEBI Circular No SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2024/50 dated 21st May 2024

Dear Client, For any general queries or in case of any grievance/ complaint, you may contact us via email hemangm78@yahoo.com or call us on 9967014042.

In case you are not satisfied with our response you can lodge your grievance with SEBI at http://scores.sebi.gov.inor you may also write to any of the offices of SEBI. SCORES may be accessed thorough SCORES mobile application as well, same can be downloaded from below link: https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330

ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link – https://smartodr.in/

Below is the Investor Grievance Redressal/ Escalation Matrix in Accordance with BSE Notice no. 20241209-41 issued on December 9, 2024

Designation
Contact Person
Address
Contact No.
Email-ID
Working hours
Customer Care
Hemang Mehta
A604 Mahalaxmi Aparttments, Rajkamal Studio Compound,
Rajkamal Lane, Parel, Mumbai, Maharashtra - 400012
9967014042
Hemangm78@yahoo.com
10:30 AM - 6:30 PM
Head of Customer Care
Hemang Mehta
9967014042
Hemangm78@yahoo.com
10:30 AM - 6:30 PM
Compliance Officer
Hemang Mehta
9967014042
Hemangm78@yahoo.com
10:30 AM - 6:30 PM
CEO
Hemang Mehta
9967014042
Hemangm78@yahoo.com
10:30 AM - 6:30 PM

Disposal of complaints

Data for the month ending – September 2026
Received From
Pending- at the end of last month
Received
Resolved*
Total Pending#
Pending > 3M
Avg. resolution time^
Directly from Investors
o
o
o
o
o
o
SEBI (SCORES)
o
o
o
o
o
o
Other Sources (if any)
o
o
o
o
o
o
Grand Total
o
o
o
o
o
o
Number of complaints received during month against the IA due to impersonation by some other entity: Nil
* Inclusive of complaints of previous months resolved in the current month.
# Inclusive of complaints pending as on the last day of the month
^ Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.

Trend of monthly disposal of complaints

Month
Carried forward from previous month
Received
Resolved*
Total Pending#
April 2026
o
o
o
o
May 2026
o
o
o
o
June 2026
o
o
o
o
July 2026
o
o
o
o
August 2026
o
o
o
o
September 2026
o
o
o
o

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Trend of annual disposal of complaints

Year
Carried forward from previous month
Received
Resolved*
Pending
2015-16
o
o
o
o
2016-17
o
o
o
o
2017-18
o
o
o
o
2018-19
o
o
o
o
2019-20
o
o
o
o
2020-21
o
o
o
o
2021-22
o
o
o
o
2022-23
o
o
o
o
2023-24
o
o
o
o
2024-25
o
o
o
o
2025-26
o
o
o
o
Grand Total
o
o
o
o

*Inclusive of complaints of previous months resolved in the current month.
#Inclusive of complaints pending as on the last day of the month.

Annual Compliance Audit Report Status

Sr. no
Financial Year
Compliance Audit Status
Remarks, If any
1
FY 2020-21
Conducted
No adverse observations
2
FY 2022-23
Conducted
No adverse observations
3
FY 2023-24
Conducted
No adverse observations
4
FY 2024-25
Conducted
No adverse observations

Hemang Mehta. SEBI Registered Investment Adviser (Individual) INA000003783

Ready to Take Control of your Finances?

We look forward to learning about your financial goals.

Free Consultation

Contact us

Phone

+91-9967014042

Mon-Fri:

10:30 AM - 6:30 PM

Email

Hemangm78@yahoo.com

Address

A604 Mahalaxmi App, Rajkamal Studio Compound, Parel, Mumbai 400012, Maharashtra

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